Sales and Product Intelligence Built on Regulated Financial Data
Institutions operate in silos.
Risk does not.
Regulators follow the paper trail.
Finleet follows the data.
All of finance is interconnected. Transparency is hidden behind unstructured data, messy PDFs, and silos.
The Finleet Terminal stitches together regulatory filings, governance data, enforcement actions, and institutional behavior across every major regulator into one intelligence fabric.
Finleet is designed for sales and product leaders, institutions, research teams, regulators, credit & risk executives, broker-dealer leadership, and capital markets professionals who need full-stack visibility into filings, structure, governance, and behavior.
Build a business case for expansion, evaluate a new product line, review vendors, determine buy vs. build, map competitor positioning, track 1.5M+ financial professionals across the industry. This is strategic intelligence, not just due diligence.
It is not designed for casual investors or retail audiences.
Every entity and individual in Finleet is assigned a Financial Unique Identifier (FUID), a persistent ID that tracks them across regulatory filings, corporate structures, and career moves.
When a bank changes its charter, an RIA merges with a broker-dealer, or an executive moves from a credit union to a private fund, the FUID follows. No more fragmented records. No more lost history. One identifier across the entire financial ecosystem.
The FUID model extends beyond entities and people to data fields themselves. Query “Total Assets” and get results whether it’s a bank, credit union, or broker-dealer — no need to memorize the NCUA 5300, FDIC Call Report, or FOCUS report data dictionaries. One unified schema across all regulatory domains.
Everyone competes for the same client money. Why limit yourself to your regulator’s peer group?
The Finleet Terminal lets you build custom peer groups, run cross-vertical comparisons, and analyze competitors regardless of their charter type or regulatory jurisdiction.
The Terminal runs a real-time regulatory ticker that surfaces events the moment they’re detected — not hours later in an email digest, not days later in a research report. As they happen.
New firm registrations, advisor moves, enforcement actions, MPID changes, charter conversions, executive departures, FOCUS report filings, merger activity — across every regulator, in one continuous feed.
The feed monitors 10+ regulatory data sources continuously. When a filing is detected, a status changes, or an enforcement action drops, it appears in the ticker within minutes — tagged by vertical, event type, and linked to the entity’s FUID.
Filter by vertical, event type, or timeframe. Search by firm name, CRD number, MPID, or FUID. Click any event to drill into the full entity profile.
Every event is categorized and color-coded: firm registrations in green, withdrawals in red, advisor moves in blue, enforcement in orange/red, filings in indigo. Priority events surface first.
Coverage spans RIAs, broker-dealers, banks, credit unions, FCMs, private funds, and their executives — all in one unified stream. No more toggling between EDGAR, IAPD, BrokerCheck, and NCUA.
We’ll walk you through the platform and discuss pricing based on your use case.
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