Same-day intelligence on broker-dealers, RIAs, banks, credit unions, FCMs, private funds, and municipal advisors. Across the United States and Canada.
Built for the regulated financial industry — and everyone selling, lending, recruiting, screening, or running diligence on it.
Built by Farah Kamal — she's been in the room when the system broke. Twice. Head of Trading at MF Global when $1.6B in customer funds vanished — she rebuilt 7 client conversions in 2 weeks. Now she's built the terminal that helps the industry see the next one coming.
Broker-dealers, RIAs, banks, credit unions, FCMs, private funds, municipal advisors.
Exams, registrations, firm history, disclosures — all keyed to a universal Financial Unique Identifier.
Annual filings, enforcement, hires, vendor switches, rebrands, status changes.
Sourced from FINRA, the SEC, FDIC, NCUA, OCC, CFTC, the Federal Reserve, NFA, MSRB, CIRO and OSFI.
A new CCO at a $500M broker-dealer. A vendor switch at fourteen firms. Reach the buyer before the contract is signed.
The terminal itself requires JavaScript. Everything above is compiled from public regulatory records; the compilation, the ticker methodology and the Financial Unique Identifier scheme are proprietary to Finleet LLC.