The Finleet Terminal — same-day intelligence on broker-dealers, RIAs, banks, credit unions, FCMs, private funds, and municipal advisors. Across the United States and Canada.
A new CCO at a $500M broker-dealer. A vendor switch at fourteen firms. Reach the buyer before the contract is signed.
Custom peer groups in seconds. Filter by region, size, ownership, vendor stack, registration history — or anything else.
Enforcement actions, customer complaints, disclosure jumps, net-cap warnings — across your competitors, your counterparties, and your own firm.
Evaluate new product lines. Map competitor positioning. Determine buy vs. build.
Institutional knowledge of clearing, custody, prime brokerage, and execution counterparties.
Filings, structure, governance, enforcement, and behavior across the entire market.
Search registered financial professionals by role, tenure, certifications, and career history.
Find the financial institutions buying your product. Build a target list, track growth, and know who is hiring for the role your software solves.
Before you wire funds or open an account, know who you are dealing with. Financial health, enforcement history, ownership, and executive stability.
Look up venture capital firms before you take the meeting. Verify track records through Form D filings and know who is actually deploying capital.
Find the most placeable candidates for your clients. Filter registered financial professionals by license, exam history, firm tenure, and disclosures — narrow down to exactly who can legally step into the seat.
The Financial Unique Identifier (FUID) follows every entity through charter changes, every person through career moves, and every data field across schemas.
Query “Total Assets” once — get answers from the NCUA 5300, FDIC Call Report, and FOCUS report without ever opening a data dictionary.
AI chatbots hallucinate names, dates, dollar amounts, and CRDs that don’t exist. Their training data is months old. Their sources are unverifiable. Compliance teams who cite a chatbot are one audit away from a finding.
Finleet pulls directly from primary regulatory filings — FINRA BrokerCheck, SEC IAPD, FDIC Call Reports, NCUA 5300s, X-17A-5 FOCUS reports, OCC enforcement, CFTC press, MSRB. Every entity, person, dollar amount, and date traces to a regulator-published source.
Use ChatGPT to draft an email. Use Claude to summarize a filing. Use Finleet for the actual data.
2008 — institutional desk at Penson, running sponsored access for HFT firms through the crash. "I was their original kill switch."
2011 — Head of Trading at MF Global when $1.6B in customer funds vanished overnight. Rebuilt 7 client conversions in two weeks after CME sent positions to the wrong clearing broker.
Fourteen years later, she built the terminal that helps the industry see the next one coming.